Explore the SEC’s registration criteria for hedge funds and the exemptions available for certain fund advisors.

The U.S. Court of Appeals for the Third Circuit entered an opinion in litigation involving Coinbase Global Inc. and the Securities and Exchange Commission. The federal appellate court explained that ...

Given the hubbub over the SEC’s new EDGAR Next, I thought it would be useful to provide a FAQ explaining the rationale for Section 16 to a new director or officer who is unfamiliar with the concept.

SEC Chair Paul Atkins says NFTs are generally not securities, citing their use as collectibles rather than investment contracts under new agency guidance.

James Chen, CMT is an expert trader, investment adviser, and global market strategist. Andy Smith is a Certified Financial Planner (CFP®), licensed realtor and educator with over 35 years of diverse ...

The US Securities and Exchange Commission (SEC) on Jan. 5 launched a Crypto Task Force aimed at providing regulatory clarity for digital assets while balancing innovation and investor protection. On ...

The SEC now has 16 teams after adding Texas and Oklahoma to the mix this year following chaotic conference realignment nationwide. And with a conference that large and no East and West divisions ...

The U.S. Court of Appeals for the Third Circuit entered an opinion in litigation involving Coinbase Global Inc. and the Securities and Exchange Commission. The federal appellate court explained that ...